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Blog, Securities Fraud Articles

May 1, 2014

FINRA Awards regarding Financial Advisor Promissory Notes

Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms in...

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Churning is a Problem in the Securities Industry, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

March 6, 2014

FINRA Awards suggest churning remains problem

FINRA Churning awards Based on FINRA awards, it appears that churning continues to be a problem in the securities industry.  From January...

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